The
Historical Distinctives of the Military Ethics
By
Commander Leif Tore Michelsen
Moral
ideals are not, in the first place, the products of reflective
thought, the verbal expressions of unrealized ideas, which are then
translated [ ] into human behavior; they are the products of human
behavior, of human practical activity, to which reflective thought
gives subsequent, partial and abstract expression in Words.
This
view of the matter does notand
must not deprive moral
ideals of their power as critics of human habits
M
Oakeshott: Rationalism in Politics (1962)
Introduction
Speaking
of war and warfare, since ancient times man seems to be dependent on
moral language. The categories we draw upon are in their core moral
categories. We use the terms right or wrong, good or
evil. Though, more often than not, our concern has been the
acts of others, those of the enemy, and rarely, if ever, an
expression of pacifism proper, our language more than indicates that
there are limits as to what can be accepted even as acts of war. And
acts beyond those limits are considered either morally or legally
impermissible. We don't have to go farther back than to the war in
Kosovo some moths ago, or even more resent, in Chechnya today, to
have it confirmed.
And yet, some insists that war is
beyond moral and legal judgment. The pacifist notion, on the one
hand, is that war, in one way or another, is the consummate evil and
therefor should be rejected under any circumstance. The realist
acknowledging the pacifist starting point – the evil nature of
war – concludes otherwise. War is a world apart constituted by
the resort to force and weapons. Here life itself is threatened; war
is literally a question of life and death and consequently
self–interest and necessity constitutes the order of the day.
And in this world apart neither law nor morality has any
place. Inter arma silent leges. In times of war the law is
silent. So anything goes. There is no room for critique or blame, nor
for accept. Any moral or legal utterance is meaningless. There is
simply nothing to say.
And yet, confronted with the acts of war, we are rarely
silent. And the language we use is loaded with moral judgment and
meaning. Just think for a moment – besides those already
mentioned: good, evil, right, wrong – aggression, atrocities,
cruelty, ruthlessness, massacres, genocide, self–defense,
appeasement, peace, justice. This is the language of morality.
Those defending the silent laws –
legal or moral – claim to have discovered some fundamental and
awful human characteristics. War reveals our inner core and let us
stand there deprived of any civilized adornments. And the Realist
describes that that nakedness for us. And the description fits more
often than not. And, as some kind of paradox, the description often
takes the form of an apology: Yes, our soldiers committed
atrocities in the heat of the battle. But that's what war is like.
That's what war does to people. All is fair in love and war.
And, as Michael Walzer has noted, one invokes the proverb in defense
for what seems to be the opposite, unfair. And one urges silence on
the law when engaged in activities that would otherwise be considered
unlawful.
Writing in the 17th
century, Hugo Grotius, introducing his work De Jure belli ac Pacis
(The Law of War and Peace) to Louis XIII, observed:
For
both extremes pacifism and
realism a remedy must be
found, that men may not believe either that nothing is allowable, or
that everything is
His major contribution in the search for such a remedy
is transforming the moral principles of Just War Tradition into
positive law.
Just War Tradition
Historically,
the Just War Tradition with its centuries long history of
development addressing problems related to the questions concerning
when and how to wage war, offers an alternative to both the pacifist
and the realist approach to war. The roots of the Just War Tradition
are to be found in the customs, attitudes and practices of the very
societies that contributed to it; namely the Hebraic world, the
classical Greek and Roman world, and later on, the societies of
Northern Europe. Today tenets of this tradition are reflected in both
national laws of individual states and in the codified international
laws of war.
Two remarks:
First: Christian theologians often claim the just war
tradition as their own property. It is considered a child of the
church that both came in to being as well as reached its full
development within the church walls. This is simply not true. Or at
least the truth is far more complex than that. Not to underestimate
the importance of major theologians like Augustine, Thomas Aquinas,
Fransicus de Vitoria and Martin Luther, but as already indicated the
fact still remains that beside these and other great theologians
others played an important part. «International lawyers»,
military professionals, statesmen and philosophers contributed
through history to the growth and development of a tradition in which
certain reasons for war are accepted, while others are not; a
tradition in which even in the heat of the battle certain limits of
conduct are set and observed.
Before St Thomas and long after St
Augustine the Cannon Law Tradition represent the first attempt
to formulate a consistent and comprehensive Just War doctrine.
Besides this tradition and the theological tradition two
secular streams of thought and practice contributed to the growth and
development of Just War Tradition:
The Civil Law Source provided
input of Roman imperial political and military theory through legal
formulations based on concepts and legislation of Roman law and
contemporary customs.
The Chivalric Code reflected
contemporary religious and cultural ideals and drew heavily on
Germanic traditions on warfare, manliness and the ideal of a soldier.
This source's contribution to the development of the notion of
non–combatant immunity can hardly be underestimated.
These four different sources intermingled through the
medieval period. Alone non of them provided a complete and
well–developed doctrine on just limits to war. It is the
confluence of the distinct four different streams of thought and
practice that in the end formed the classical just war doctrine.
Second: The Just War Tradition is a historical
tradition. Hence it reflects the values important to and identified
with specific historical communities in their effort to regulate
violence. But at the same time – as a tradition – it
reflects the continuity through time of those very values and those
very communities. This implies that moral life – among other
things – means to keep faith with such traditions as the Just
war Tradition. But it also indicates – more fundamentally –that
moral decision making is basically a historical project, an attempt
to continuity between the present and the past. And may be less an
ahistorical, rational activity.
Just War Criteria
1. Right Authority
The
Just War Traditions first criterion is in many ways to be understood
as a precondition for all the other criteria. The issue is: Whose
responsibility it is to decide whether or not the demands of the
other criteria are met. In other words the other criteria will not be
operative before the question, Who will do the judging? is
answered.
Just Cause
When
is it justified to resort to war and warfare? Traditionally the
answer has been in defense of self or others, to restore
loss or punish evil
Last Resort
War
must be necessary. Are the any other possibilities to be tried before
resort to war?
Formal/Open Declaration
Formal
declaration is the last measures of persuasion short of force itself.
Or in the words of Dr Francis Lieber:
decent regard for
mankind and public good faith require that a government
explain and justify its departure from peace
Reasonable Hope of
Success
War
for the sake of war is can never be a moral project. Any war's
ultimate end is peace. On the other hand victory is not exclusively
the object. What about self respect? How do you calculate? Life
against values? What about WW II? The Criteria serves to rule out the
consummate meaningless project.
Proportionality
The
war should do more good than harm. But then again: How to calculate.
Right Intention
The
war serves a purpose. The intention is ultimately peace and justice.
Criteria should rule out hidden agendas, or prestige, power and
profit.
The
classical just war criteria might be formulated as three major
principles regarding the outbreak of war, the conduct of
war and the ends of war:
War can only be initiated by
legitimate authorities and only if based on just cause. That is,
it has to be defensive, not aggressive; it must always be seen as
last resort; it is to be an expression in favor of justice and
punishes transgression.
The means of war must be
restricted. That is, they must be discriminating in the sense
that they give immunity and protection to non–combatants; they
must be proportional in the sense that the harm military actions
inflicts must be reasonable in relation to the injustice the war is
aiming to restrict.
The ends of war must be
predictable. The just war is aiming at re–establishing
peace and justice. There must be reasonable grounds for believing
that this cause can be achieved and reasonable hope to establish a
state of peace better than the situation leading up to the decision
to wage war.
Hence Just War criteria can be said
to have three different scopes: They serve to be (1) preventive
in as much as they establish certain limits with regard to whether it
is proper to resort to war; (2) limitable in the sense that
they define guidelines concerning the conduct of war; and (3)
restrictive due to the strong expression that only when
ultimately serving the peace, war be can regarded just.
Just War Purpose
First
of all Just War Tradition comes forth as a Guide to Statecraft.
The political as well as the moral responsibility to decide when to
resort to war is theirs.
Secondly Just War Tradition is a
Guide to Commanders underlining the importance of the moral
quality of military leadership. In my view this moral quality rest on
three preconditions: a particular kind of virtue, an effort to
understand the importance of the protection of human rights and a
recognition of the limits of the means of war.
Thirdly, the Just War Tradition is a
Guide to the consciousness of the individual.
Leif Tore Michelsen (F. 1955).
Krigsskoleprest. Adr: Sjøkrigsskolen, Pb 25 Ytre Laksevåg,
5848 Bergen. Cand theol (MF) 1982I. Practicum (MF)
1983II. Feltprest v/Infanteriets øvingsavdeling nr
1 1983–84; feltprest UNIFIL/NMC XIV 1984–85; vikarprest
Bjørgvin bispedømme 1985–86; sjøforsvarsprest
v/Vestlandet sjøforsvarsdistrikt 1986–1996; skipsprest
KV Andenes (Operation Desert Shield/ Den persiske Gulf) 1990;
skipsprest KNM Trondheim (Operation Sharp Guard/ Adriaterhavet) 1993;
krigsskoleprest v/Sjøkrigsskolen 19996–. Arbeider med
en avhandling om forholdet mellom juss og etikk innen krigens
folkerett (War and War Crimes. The Relationship between Moral and
Legal Aspects within the International Law of War. A Comparative
Study of the Charter of the International Military Tribunal at
Nuremburg and the Statute of the International Criminal Tribunal for
the former Yugoslavia)
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